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Advertising and Marketing Disclaimer
Knight Capital Group, Inc. provides its offerings through its Asset Management and Global
Markets business segments. Services offered by Knight's Asset Management business are provided
by Deephaven Capital Management LLC, a registered investment adviser with the U.S. Securities
and Exchange Commission (SEC), Deephaven Capital Management International Ltd., regulated by
the Financial Services Authority (FSA) in the United Kingdom (U.K.) and Deephaven Asia Limited,
regulated by the Hong Kong Securities and Futures Commission. Securities and services for the Global
Markets business are offered by Knight's regulated broker-dealer subsidiaries duly registered with
the SEC, the Securities Investor Protection Corporation, National Exchanges and self-regulatory
organizations. These entities are as follows: Direct Edge ECN LLC; Direct Trading Institutional,
L.P.; Knight Capital Markets LLC; Knight Equity Markets, L.P.; and Knight BondPoint, Inc.
Securities and services are also provided by Hotspot FXr L.L.C. (member of National Futures
Association and Commodity Futures Trading Commission); Hotspot FXi Europe Limited,
authorized and regulated by the FSA; and, Knight Equity Markets International Limited,
authorized and regulated by the FSA, and a member of the London Stock Exchange and
other major European Exchanges.
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